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Analyzing the IRS cost basis reporting regulations: Critical updates for brokers & custodians on the new proposed regs
Your blueprint to cost basis reporting compliance – proposed regs clarified.
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Web Seminar Library

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Breaking News

Investment Fund Automation on Rise in Luxembourg

Processing of orders for investment funds in Luxembourg – Europe’s largest cross-border market – is becoming far more automated, but there is still plenty of manual intervention, according to a recent survey.

Weber Capital Management Charged in Forex Scheme

The Commodity Futures Trading Commission filed a complaint on Thursday against Weber Capital Management of Scottsdale, Ariz., charging Weber with operating a fraudulent off-exchange foreign exchange scheme.

Morgan Stanley Launches Portfolio-Level Trading Algorithm

Morgan Stanley has launched a trading algorithm that enables the implementation of multiple portfolio level instructions such as risk neutralization and cash balancing.

Thomson Reuters Expanding Software Services Pact for Data Center Rollout

Thomson Reuters Friday is extending a management pact with a London market data consultancy for the supervision of the software used in data centers it is setting up world

HSBC Breach of Customer Data 'Inexcusable'

The theft of 15,000 records of HSBC Swiss account holders is “inexcusable,” according to a security expert who provides consulting services to financial firms, and the bank should have taken steps to prevent the loss.

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Perspectives

Guest Comment

The Will and Way to Surveill

Whether government regulators or market centers or other self-regulatory organizations should conduct trading surveillance of our markets may not be the ultimate question.

Comment

The Demands of Electronic Delivery

The right way to spur electronic delivery of annual reports and other documents to shareholders is ... to create better, slimmer print documents, prove their value to readers and then let them opt to get the "excruciating detail" online.

Original Sources

Risk Analysis: Technology Outstrips Firms' Abilities to Use It

Technology has advanced risk analytics far beyond financial services firms' abilities to use it.

Viewpoints

Q&A: Microsoft Pivots to Deliver More Data, Faster

Joe Pagano insists that he is looking forward to work in the months ahead as "Microsoft has never released more value in its platforms for financial service firms than it has with the current wave."

Voices

OPS REPORT
Chris Kentouris

Getting a Grip on Bilaterally Cleared Trade

The National Securities Clearing Corp. will soon launch a service called the Obligation Warehouse, which will offer its broker-dealer participants an automated way of reducing operating costs – and risk – with trades involving equities, corporate bonds, municipal bonds and unit investment trusts.

TRADING SPACES
Alexa Jaworski

NYSE Wraps Up First Phase of Floor Renovation

The first phase of New York Stock Exchange's next-generation trading floor went live this week, bringing the upstairs downstairs.

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