|
FREE SITE REGISTRATION Sign-up today and take advantage of member-only content the kind of timely, cutting edge industry insight that only Securities Industry News can deliver. FREE site registration entitles you to:
Breaking NewsNYSE Fines Firms for Trade-Ahead Audit Trail ViolationsMay 8, 2008 - NYSE Regulation has fined a handful of Wall Streets largest firms for not providing data about orders sent to the New York Stock Exchange floor. Senate Committee Tells SEC to Ramp Up Supervision of Investment BanksMay 7, 2008 - Senate Banking Committee member Charles Schumer says that a stronger, more unified regulator is needed to police investment banks. SmartPool Seeks New Investors, Selects ClearersMay 7, 2008 - The SmartPool dark book being built by NYSE Euronext, HSBC and BNP Paribas has selected two clearing agents and is in discussions with potential investors. Featured ArticlesWe're sorry. Your computer must be equipped with a browser capable of rendering HTML 4.01 and running JavaScript. In your browser, you must enable JavaScript. In addition, you should enable style sheets.
|
| |||||||||||||||||||||||
Marketplace | ||||||||||||||||||||||||