Search
Departments
Advertisement
Web Seminars
There are no upcoming web seminars at this time. Check back soon.
- Web Seminar Library
- Analyzing the IRS cost basis reporting regulations: Critical updates for brokers & custodians on the new proposed regs
Your blueprint to cost basis reporting compliance proposed regs clarified.
On... More
- Web Seminar Library
Resource Directory
Reader Services
FREE SITE REGISTRATION
Sign up today and take advantage of member-only content the kind of timely, cutting edge industry insight that only Securities Industry News can deliver.
FREE site registration entitles you to:
Exclusive Online Only Content
Newsletters and Alerts
Industry White Papers
Online Seminars ... and Much More!
Breaking News
Boston Options Exchange Moving Operations to Equinix
The Boston Options Exchange (BOX) said today it is moving its operations within the Equinix NY4 International Business Exchange (IBX) data center in Secaucus, N.J.
Newedge Joins International Derivaties Clearinghouse
Multi-asset brokerage services provider Newedge USA has finalized its membership with the International Derivatives Clearinghouse, a derivatives clearing organization regulated by the CFTC.
Interdealer Broker Tullett Prebon on the Block
London-based interdealer broker Tullett Prebon confirmed Wednesday that it is in talks about a possible sale of the firm.
Morgan Stanley Says SEC Dark Pool Proposal Too Granular
Morgan Stanley says in a comment letter to the Securities and Exchange Commission that its proposal to regulate dark pools is too granular and that instead a more fundamental approach is needed.
Federal Court Fines First Capitol Futures $20.3 Million
The Commodity Futures Trading Commission (CFTC) said a federal order has levied $20.3 million in fines against David Michael Kogan and First Capitol Futures Group of Sherman Oaks, CA.
Sponsored Video
Featured Articles
Perspectives
Guest Comment
The Will and Way to Surveill
Whether government regulators or market centers or other self-regulatory organizations should conduct trading surveillance of our markets may not be the ultimate question.
Comment
The Demands of Electronic Delivery
The right way to spur electronic delivery of annual reports and other documents to shareholders is ... to create better, slimmer print documents, prove their value to readers and then let them opt to get the "excruciating detail" online.
Original Sources
Risk Analysis: Technology Outstrips Firms' Abilities to Use It
Technology has advanced risk analytics far beyond financial services firms' abilities to use it.
Viewpoints
Q&A: Microsoft Pivots to Deliver More Data, Faster
Joe Pagano insists that he is looking forward to work in the months ahead as "Microsoft has never released more value in its platforms for financial service firms than it has with the current wave."
Voices
RULE BOOK
Carol E. Curtis
To Attract Institutional Capital, Hedge Funds Need IT Edge
There's good news for hedge funds -- at least, for those able to meet the increasingly rigorous standards of institutional investors in critical areas such as risk management, transparency and operations.
UPTICK
Tom Steinert-Threlkeld
Calling for Action
The call was great: A "consolidated data pool should be surveilled by a unified single regulator, the head of FINRA said in late October. A single regulator that can bring the best technology, the best people, and a unified set of rules needs to be empowered." How's the empowering going?
Advertisement
Current Issue
Securities Industry News
Check out how Wall Street operates, from analyzing risk to trading electronically to high-speed, high-performance computing, from execution through settlement.
- Click here to read Securities Industry News
- Subscribe to the Magazine!
Advertisement
Special Reports
Advertisement







