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High-Frequency Pause: PDQ Changes Paradigm

After operating fornearly a year, the PDQ alternative trading system is betting it can attract more liquidity from high-frequency trading firms by requiring those frenetic market participants to pause.

You Store More and More Data. Can You Find It?

Storing data is nothing new for securities firms. In many operations, every action of every executive and staffer, from business transactions to phone calls to emails, is recorded and stored electronically. The real issue is retrieving the data, when needed.

Y2K Plus 10? Cost-Basis Rules Producing Technical Jitters

A modern version of the Y2K problem that brought fear to computer users large and small at the turn of the millennium is putting Wall Street on edge.

Articles from this Site

• Morgan Stanley Says SEC Dark Pool Proposal “Too Granular”

• New Dark Pool Rules: “The Big Issue is Attribution"

• CFTC Fines Pressio $1 Million for Trading Fraud

• UBS Loses Code-theft Case Against Former Employees

Special Reports

• How A Morgan Stanley Exec May Have Committed the Perfect Ops Crime. Well, Almost.

• Code Green: Goldman Sachs & UBS Cases Heighten Need to Keep Valuable Digital Assets From Walking Out The Door. Millions in Trading Profits May Depend On It.

• European Buy Side Wrestles With Best Execution

• Australia Still Waiting on Trading Venue Competition

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Supplements

• E-Mail Archiving Growth Fueled by Federal Rule Changes

• MiFID Brings New Trading, Data Management Opportunities

• Side Letters and Side Pockets: Back Office Time Bombs?

• One-Size-Fits-All Compliance Comes up Short

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White Papers & Research

• No Time For Declarations Of Victory: Protecting Customers Beyond Compliance Deadlines

• Risk Management and Compliance: Impact on Financial Institutions

• Effective Corporate E-mail Compliance

• IT Asset Management: Saving Money, Reducing Risk