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Compliance & Regulation

Breaking News

Counterparty Credit Risk Study Links Credit and Market Risk

June 24, 2009 - Credit and market risk are linked, and should be managed consistently, preferably in one system, according to a study of counterparty credit risk released jointly by SunGard Data Systems and the Professional Risk Managers International Association.

SEC's Schapiro Sets Sights on Dark Pools

June 22, 2009 - SEC's Mary Schapiro said the Commission is weighing new reporting requirements for dark pools, and is examining their potential impact on the markets.

Regulatory Reform Proposal Leaves SEC Unchanged

June 17, 2009 - The financial markets regulatory reform plan that the Obama administration is to propose Wednesday does not include changes to the structure or jurisdiction of the Securities and Exchange Commission.